
Lecture XV
Stuttgart, January 15, 1921
My dear friends,
Today I will deal with some of the things that may be causing you difficulty
in understanding what we have done hitherto. I will lead over from these
difficulties into a realm of ideas which will show up the inadequacy of
those lines of thought on which the people of our time, with all their
comfortable mental habits, would gladly found their understanding of universal
phenomena.
We have been studying the universal phenomena in their relation to man.
We have done so in manifold directions. Again and again we have indicated
how a relationship reveals itself between the forming of man and what
appears in the celestial phenomena. Whether we go by some ancient cosmic
system of by the Copernican theories in forming our pictured synthesis
of the movements of heavenly bodies, we must relate the picture to man
in diverse ways of course, accordingly. This we have seen. For a true
Science we must accept that there is this relation.
Yet the difficulties are formidable. Earlier in these lectures we drew
attention to one such difficulty. The moment we try to form ratios between
the periods of revolution of the planets of our system we come to incommensurable
numbers. Arithmetic runs out, as we might say; we get no farther with
it, for where incommensurable numbers enter in there is no palpable unit.
Thus, when we look for a synthesis of the phenomena of cosmic space with
our accustomed mathematical method and way of thinking, the phenomena
themselves are such that we find ourselves driven farther and farther
from reality. We may not therefore take for granted that we shall ever
be able to explain the cosmic phenomena on the accustomed basis of our
Geometry, that is to say, within a rigid three-dimensional space. Nay
more, another difficulty has emerged. Yesterday we found ourselves obliged
to assume a certain relationship of Sun and Moon and Earth, finding expression
in some way in man - in man's very structure. We would fain grasp how
the relation is. Yet if we posit this working-together of the Three*,
we get into formidable difficulties in spatial calculation.
All these things we have mentioned. Now we can reach a certain starting-point
at least, through pure Geometry - yet a Geometry of a higher kind. Thence
we may gain an idea of where the difficulties come from when we are trying
by dint of spatial calculation to grasp the inter-connection of celestial
phenomena. Let us recall our precious attempts to comprehend the form
of man himself. We are then let to this:- We can and we should try to
take seriously that 'memberment' of the human being of which we have also
spoken in these lectures. The human head-organization, we may truly say,
centring as it does in the nerves-and-senses system, is relatively independent.
So is the rhythmic system with all that belongs to it. The metabolic system
too, and all that goes with it in the organization three independent systems
are revealed. Taking our start now in an intelligent way from the principle
of metamorphosis, as we must always do when dealing with organic Nature,
we can try to form ideas upon this question: How are the three members
of the three-fold human system related to each other, according to this
principle of metamorphosis?
Understand me rightly, my dear friends. We want to gain an idea-though
it be only pictorial to begin with - of how the three members of the human
system are related to each other. On the face of it, it will of course
be difficult. Such organs as are met with in the human head, it will be
difficult to recognise in them at all clearly the metamorphosis of those
organs which are fundamental to the metabolic and lymph system. But if
we go into the morphology of man deeply enough, we can find our way. We
only have to think most thoroughly along the lines already indicated.
Namely, the essence of the mutual relation of the long bone to the skull-bone
and vice-versa is a complete turning-inside-out. The inner surface of
the bone becomes the one turned outward. It is the principle by which
you turn a glove inside-out, provided only that the turning-inside-out
involves a simultaneous change in the inherent relationships of inner
forces. If I should turn a tubular bone or long bone inside-out like a
mere glove, I should again get the form of a tubular bone, needless to
say. But it will not be so if we take our start, as we must do, from the
inherent configuration of the bone. As I described before, in its inherent
configuration the long bone is oriented inward towards the radial quality
that runs right through it. It is obliged therefore to subject its material
structure and arrangement to the radial principle. When I have "flipped"
it, so that the inner side opens outside, in its configuration it will
no longer follow the radial but the spheroidal principle. The "inner side",
now turned outward towards the Sphere, will then receive this form (Figure1).
What was outside before, is now inside, and vice-versa. Take this into
account for the extreme metamorphosis-tubular bone into skull-bone and
you will say: The outermost ends of human memberment - lymph-system and
skull system - represent opposite poles in man's organization. But we
must not think of "opposite poles" in the mere trivial, linear sense of
the word. In that we go from one pole to the other, we must adopt the
transition which this involves, namely from Radius to surface of a Sphere.
Without the help of such ideas and mental pictures, intricate as they
may seem, it is quite impossible to gain a just or adequate notion of
what the human body is.
We come now to what constitutes the middle, in a certain sense, - the
middle member of man's organization. This will be all that belongs to
the rhythmic system, and it will somehow form the transition from radial
structure to spheroidal.
In the threefold system thus presented we have the key to the morphological
understanding of the entire human organism. Of course we need to realise
how it will be. Suppose we have some organ in the metabolic system - the
liver for example - or any one of the organs mainly assigned to the metabolism.
(We must qualify it with the word 'mainly' for there is always an overlapping
and interlocking of these things). Suppose then we begin with such an
organ and seek what answers to it in the head. We try to find which of
the organs in the head-nature of man m ay be connected with it by the
metamorphosis of turning-inside-out. We shall then have to recognise the
organ when entirely transformed, de-formed; only by so doing shall we
understand it. It will therefore not be easy to take hold of mathematically.
Yet without finding some mathematical way of access we shall never adequately
grasp it. And if you call to mind (even if you only take this as a picture)
- if you call to mind that the real understanding of the human form and
figure will lead us out among the movements of celestial bodies, you will
divine what must be needful also when we wish to comprehend the latter.
For a true synthesis of the phenomena of movement among the heavenly bodies,
it will be quite inadequate to think of them as if these movements were
accessible to a Geometry that simply reckons with ordinary rigid space
and therefore cannot master the turning-inside-out. For when we speak
of a turning-inside-out in the way we have been doing, we can no longer
be thinking of ordinary space. Ordinary space holds good where we can
calculate volumes, cubicle contents in the conventional way. We cannot
do so if obliged to make the inner outer. We can no longer go on calculating
them with the same conceptions which hold good in ordinary space.
If then in thinking of the human form and figure I need the turnings-inside-out,
in thinking of the movements of heavenly bodies I shall need them too.
I cannot proceed like the current Astronomy which tries to comprehend
the celestial phenomena within an ordinary rigid form of space.
Take, to begin with, simply the head-organization and the metabolic organization
of man. To pass from one to the other you must imagine, once again, a
turning-inside-out - and, what is more, one that involves variations of
form. Let us at least try to get a picture of the kind of think involved.
We did preliminary work in this direction when speaking of the Cassini
curves, and of the circle differently conceived. Ordinarily the circle
is defined as a curve, all of whose points are equidistant from one central
point. We were speaking of the circle as a curve, all of whose points
are at measured distances from two fixed points, and so that the quotient
of the two distances is constant. This was our other conception of the
circle.
Speaking of the Cassini curve, we showed that it has three essential
forms. One, not unlike an ellipse: - this form arose when the parameters
of the curve bore a certain relation, the which we indicated. The second
form was the lemniscate. The third form is that while in the idea of it
- and also analytically - it is a single entity, to look at it is not.
It has two branches (Figure 2), yet the two branches are one curve. To
draw the line, we should somehow have to go out of space, coming back
into space again when we draw the second branch. Conceptually, our hand
would be drawing a continuous line when drawing the two regions which
look separate. We cannot draw the line continuously within ordinary space,
and yet conceptually what is here above and what is here below (the inner
curve in Figure 2) is a single line. Now as I also mentioned, the same
curve can be thought of in another way. You can ask what will be the path
of a point which when illumined from a fixed point A appears with constant
intensity of illumination, seen from another fixed point B. Answer: a
Cassini curve. A curve a Cassini will be the focus of all points through
which a point must run, if when illumined from a fixed point A it is seen
ever with the same intensity of light from another fixed point B (Figure
2 again).
Now it will not be hard for you to imagine that if something shines from
A to C (Figure 2) and thence by reflection from C to B, the intensity
of light will be the same as if reflected from D instead. But it gets
rather more difficult to imagine when you come to the Lemniscate. The
ordinary geometrical constructions by the laws of reflection and so on,
will not be quite so easy to carry through. And it gets still more difficult
to imagine with the two-branched curve, that the same intensity of light
should always be observed from the point B, inside the one branch of the
curve, when the original point-source of light is in A. You would have
to imagine (as you pass from the one branch to the other) that the ray
of light goes out of space and then shines into space again. You are up
against the same difficulty as before, when you were simply asked to draw
the two branches as one - with a single sweep of the hand through space.
Yet if we do not develop these conceptions we shall be unequal to the
other task, namely of finding the transmutation - or even the mere relationship
of form - as between any organ in the head of man and the corresponding
organ in the metabolism. To find the connection you simply must go out
of space. Once again - strange as it may sound - if with your understanding
of any form in the human head you wish to make transition to the understanding
of a form in the human metabolic system then you will not be able to remain
in sorce. You must get out of space. You must get right out of yourself
, looking for something that is not there in space. You will find something
that is as little inside ordinary space as is what intervenes between
the upper and lower branches of a two-branched Cassini curve. This is
in fact only another way of expressing what was said before that the metamorphosis
must be so conceived as to turn the form completely inside out.
In thinking thus of the connection between the upper and lower branches
of the discontinuous curve of Cassini (as shown in Fig.3) we are still
presupposing actual constants, rigid and unchanged, in the equation. Now
if we vary the constants themselves as in an earlier lecture, forming
equations of twofold variability, we shall be able to imagine the upper
branch say, in this form and the low one in this (Figure3). The upper
branch will take this form eventually. If then you alter the curve of
Cassini by taking variables in place of constants - so that you start
with equations instead of starting with invariable constants - you will
get two different kinds of branches. Then there will also be the possibility
for one of the two branches to come in as it were from the infinite and
go out to the infinite again. This is precisely the relationship from
which you should take your start when following certain forms within the
human head, comprising them in curves and lines, and then relating them
to the forms of organs or of complexes of organs in the metabolic system,
which in their turn you will comprise in curves and lines. Such is the
intricacy of the human form. To make it still less simple, you must imagine
the one line (Figure 3a) with an outward tendency and the other with its
tendency turned inward.
You will be prone to say (I hope without insisting on it, but as a passing
impression): If this be so, the human organization is so complicated that
one would almost prefer to do without such understanding and fall back
on the ordinary philistine idea of the body, as in the present-day Anatomy
and Physiology. There we are not called upon to make such prodigious efforts,
as to let mental pictures vanish and yet again not vanish, or turn them
inside-out, and all the rest! May be; but then you never really understand
the human form; your understanding is, at most, illusionary.
Now, to go on: Suppose you thus look into it and recognize that there
is something in the human organization which falls right out of space,
is not in space at all, but obliges you for instance to imagine spatially
separated line-systems, inherently united with each other and yet united
by another principle than three dimensional space affords. Thinking in
this way, you will no longer be too far removed from what I shall now
bring forward. You will at least be able to entertain the thought in a
formal sense. No-one, I mean can validly object to thinking it as a pure
form of thought. For to begin with, all we are called upon to do is to
conceive a clear idea, as in mathematics generally. It cannot be objected
that the thing is unproved, or the like. We are only concerned to reach
a self-contained and consistent idea.
Think therefore for a moment that you had to do not only with ordinary
space, conceived in its three dimension, but with a "counter-space" or
anti-space". Let me call it so for the moment, and I will try to evoke
an idea of it, as follows. Suppose I form the thought of ordinary, three-dimensional,
rigid space. I form the first dimension, I form the second dimension and
I form the third dimension (Figure4). Then I have, so to speak, filled-in
in thought - in the idea and mental presentation of it - three-dimensional
space with which I am ordinarily confronted. Now as you know, in any such
domain you can not only advance up to a certain degree of intensity; you
can subtract from it too, and as you go on subtracting - taking away -
you come at last to the negation of ti. As you are well aware, there is
not only wealth but debt. Likewise I cannot only make the three dimensions
to arise in thought but I can also make them vanish. Only I now imagine
the arising and vanishing to be a real process, - something hat is really
there. Of course it is possible to think only two dimensions instead of
three, but that is not my meaning. What I now mean is this: The reason
why I only have two dimensions (Figure 4a) is not that I never had a third.
The reason is, I had a third and it has vanished. The two dimensions are
an outcome of the coming-into being and vanishing-again of the third.
I now have a space, which, though it outwardly shows only two dimensions,
must inwardly be conceived as having two third dimensions, one positive
and the other negative. The negative dimension springs from a source that
can no longer be there in my three-dimensional space at all. Nor must
I think of it as a "fourth dimension" in the conventional sense. No, I
must think of it as being, to the third dimension, as positive to negative
(Figure 4a once more).
And now suppose that what I have been indicating is really there in the
Universe; yet, as things generally are in the real world, approximately
so. It would then be not a pedantically accurate but an approximate rendering
of what I have here drawn. This need not cause you any great surprise,
for in outer sense-perceptible reality you never find mathematical figures
reproduced in any other way, always approximately. If then I claim that
the picture represents something real, you will only expect it to do so
in an approximate sense. To represent a reality corresponding to it, I
need not repeat exactly the same drawing, but I should have to draw something
flattened; that would answer to it. The fact that something has been there
and has then vanished, I may perhaps suggest in this way: I will suppose
that the density of an effect, indicated by the dark shading, came into
being and then partly faded out again, drew weaker (Figure 5a). You are
then left with a sphere that has a denser portion in the middle region.
I beg you know, compare what is here drawn with the real cosmic system,
such as we see it with our eyes, - the cosmic sphere with all the stars
widely dispersed, and then the stars more densely packed in the region
of the Milky Way, or what we call the Galactic System.
Yet you may also compare it with something else. Take any popular star-map.
The picture we have shown (Figure 5a) - let us still take it simply as
a picture - is fundamentally equivalent to what is always being shown:
the passage of the Sun or of the Earth through the Zodiac, with the with
the North and South poles of the ecliptic somewhere out yonder. The idea
we have been forming is, as you see, not so very remote from what is there
in the outer Universe. In coming lectures we shall of course still have
to look for more detailed relations.
Now for an understanding of what was said before about the human being
we have not yet gone for enough. We must go farther and make the second
dimension also vanish; so then we shall be left with only one, - with
a straight line. But this is no ordinary straight line drawn into three-dimensional
space. It is the line that has remained when we have made the third and
also the second dimension vanish. And now we make the last remaining one
to vanish. Then we are left with a mere point. Bear in mind however that
we have arrived at the point by the successive vanishing of three dimensions.
Now let us suppose that this point were to present itself to us in reality,
- as having existence in itself. If it is there, and making itself felt,
how then shall we imagine its activity? We cannot relate its activity
to any point in the space determined by the x-axis. The x-axis is not
there, since it has vanished. Nor can we relate it to anything with an
x - and a y-coordinate, for all of this has gone; all this has vanished
out of space. Nor can we relate it in its activity to the third dimension
of space. What then shall we say? When it reveals its activity we shall
have to relate it to what is quite outside three-dimensional space. What
then shall we say? When it reveals its activity we shall have to relate
it to what is quite outside three-dimensional space. Consistently with
the procedure we have been through in our thinking, we cannot possibly
relate it to anything that could still be included in this space. We can
only relate it to what is outside it three-dimensional space altogether.
We can relate it neither to "x deleted" nor to "y deleted" not to "z deleted",
but only to what deletes all three of them, z, y, and z together, and
is therefore into within three-dimensional space at all.
We put this forward to begin with as a purely formal, mathematical notion.
Yet is soon grows real. It grows exceedingly real when we begin to enter
into things more deeply than with the easy-going notions with which Science
nowadays would gladly master them. Look, with this deeper tendency of
understanding, - look at the process of sight and the whole organisation
of the eye. You are perhaps aware (in other lectures I have often spoken
of it) of how the eye is not merely to be regarded as a thing formed from
within the body outward; for it is largely organized into the body from
outside. You an trace the forming of it from without inward by studying
the phylogenetic development of lower animals and then considering the
act of sight itself. You will contrive to understand how the process of
sight is stimulated from without and how the organ too is adapted to this
stimulation from without. Then as the process works on inward to the optic
nerve and farther in, it vanishes at length, - vanishes as it were into
the organisation as a whole. I know you can find the termination of the
optic nerves, and yet - this too comes to expression approximately - if
you go into the inner organisation you will have to admit that it there
vanishes.
So much for the process of sight and the associated organs. And now compare
with this the process of secretion of the kidneys. Go into it conscientiously.
and you will have to relate the duct that leads outward, for the secretion
of the kidneys, to what is working from without inward where the eye passes
into the optic nerve. If you then look for ideas whereby the two things
can be related, so that their mutual relation will help you understand
the phenomena of either process, you will find indispensable such forms
of thought as we have just been indicating. If you conceive the ideas
of three-dimensional space as applying to the process of sight (we might
also replace the one by the other, but if you do it in this way....),
then, if you seek what answers to it in the secretion of the kidneys,
you must realize that what is there enacted takes you right out of three-dimensional
space. You must go through the same procedure in your thinking as I did
just now in extinguishing the spatial dimensions. Otherwise you will not
find your way.
In like manner you must proceed if you are trying to understand the curves
formed in the Heavens by the apparent paths of Venus and Mercury on the
one hand, Jupiter and Mars on the other, I mean quite simply the apparent
paths as we observe them with our eyes, - the loops and all. If you use
polar coordinates for example, then for the loop of Venus you may make
the origin of your coordinate system in three-dimensional space. Here
you can do so. But you will not come to terms with reality if you adopt
the same principle when examining the curve of Mars. In this case you
must start from the ideal premise that the origins of any relevant system
of polar coordinates will be outside three-dimensional space. You are
obliged to take the coordinates in this way. In the former case you may
start from the pole of the coordinate system, taking coordinates in the
normal way, as in Figure 6. But if you do this for the one planetary curve
- say for the path of Venus with its loop - you will do equal justice
to the paths of Jupiter or Mars with their loops, only by saying to yourself:
This time I will not pre-suppose a polar-coordinate system with an origin
such that I always have to add a piece to get the polar-coordinates, as
in Figure 6. No, I will take as origin of my polar-coordinate system the
encompassing Sphere (Figure 6a), i.e. what is there behind it, indeterminately
far. Then I get such coordinates as these (dotted lines), where in each
case, instead of adding, I must leave so much out. The curve I then obtain
also has something like a centre, but the centre is in the infinite sphere.
It might prove necessary then, for more profound research into the paths
of the planets, that we make use of this idea: In constituting the paths
of the inner planets we must indeed attribute to these paths some centre
or other within ordinary space. But if we want to think of centres for
the path of Jupiter, the path of Mars and so on, we must go right outside
this ordinary space.
In fine, we have to overcome space; we must transcend it . There is no
help for it. If you are conscientious in your efforts to comprehend the
phenomena, the mere ideas of three-dimensional space will not suffice
you. You must envisage the interplay of two kinds of space. One of them,
with the ordinary three dimensions, may be conceived as issuing radially
from a central point. The other, which is all the time annulling and extinguishing
the first, may not be thought of as issuing from a point at all. It must
be thought of as issuing from the encompassing Sphere - that is, the Sphere
infinitely far away. While in the former case the "point" is of zero areas
which it turns outward, and a point with the area of an infinite spherical
surface which it turns inward. Geometrically it may suffice to conceive
the notion of a point abstractly. In the realm of reality it will not.
We shall not do justice to reality with the mere notion of an abstract
point. In every instance we must ask whether the point we are conceiving
has its curvature turned inward or outward; its field of influence will
be according to this.
But you must think still farther, my dear friends; there is a another
thing. Of course you may imagine that you had somewhere caught this point
which is really a Sphere. To begin with, since it is in the infinite far
spaces you need not imagine it just here (s, Figure7). You can equally
well imagine it a little farther out, (b, or c). You can imagine it to
be anywhere out there; you only have to leave this sphere free (strongly
drawn sphere in Figure7). For this is hollowed out, so to speak; this
is the inverted circle or the inverted sphere, if you like. But now suppose
the following might be the case. Think of what is within this peculiar
circle (namely at a, b, c, etc,) Think of this point that has its curvature
turned inward. For in effect, the entire space outside this spherical
surface is then a point with its curvature turned inward. And now imagine
that this space had, after all, its limit somewhere. You might be able
to go far away out, - very far. Suppose however the reality were such
that you could not just go anywhere, but somewhere after all there was
a limit of quite another kind (dotted circle in Figure7). What there would
appear, as if by inner necessity, what in effect belongs to the realm
beyond the limit. An equivalent sphere would have to arise within, belonging
to what is there outside. You would then have to realize: Out there, beyond
a certain sphere, something is still existing, it is true, but if I want
to see it I must look in here (P), for here it re-appears. The continuation
of what is faraway out there make itself felt in here. What I am looking
for as I go out into infinite distances, makes its appearance within,
and becomes manifest to me from this centre.
These are the kind of ideas you should develop to an adequate extent.
In a formal sense they look sound enough. As forms of thought there can
surely be no objection to them. Truly remarkable results will be obtained
however, if with their help you try to penetrate outer reality. Think
for example that there might be a phenomenon in celestial space, - we
may call it "Moon" to begin with, - yet this phenomenon were not to be
understood simply by saying: "This Moon is a body, here is its central
point; we will investigate it on the understanding that it is a body and
that its central point is here." Assume (and please forgive my saying,
I put it euphemistically) assume that this way of thinking did not fit
the reality, but that I ought to express it quite differently. I ought
rather to say: "If I, in my Universe, start from a certain point and go
farther and farther out, I come at length to where I shall no longer find
heavenly bodies. Yet neither shall I find a mere empty Euclidean space.
No, I shall find something, the inherent reality of which obliges me to
recognize the continuation of it here (at P)." I should then be obliged
to conceive the space contained within the Moon as a portion of the entire
Universe with the exception of all that exists by way of stars, etc.,
outside the Moon. I should have to think on the one hand of all the stars
here are in cosmic space. These, I am now assuming I have to treat in
one way, according to a single principle; but the inside of the Moon -
the space contained within the Moon - could not be treated in this way.
It would require me to think as follows: There on the one hand I go out
into the far spaces. Somewhere out there, I presume, is the celestial
Sphere. Though it be only the "apparent" Sphere to begin with; something
effective, something real must be conceived to underlie it. Yet whatsoever
realities I find out there, the space within the spherical surface of
the Moon has nothing whatever to do with it. It only has to do with what
begins where the stars come to an end. It is a fragment, in some strange
way, belonging not to my Universe but to that Universe to which all the
stars do not belong.
If there is such a thing within a Universe, it is a thing inserted in
this Universe, occluded as it were, - thing of altogether different nature
and revealing different inner properties from all that is there around
it. And we may then compare the relation of such Moon to its surrounding
Heavens with the relation which obtains for instance between the secretions
of the kidneys - with the organic structure that underlies them - and
on the other hand the structure and functioning of the eyes. From this
we shall proceed tomorrow.
It is not due to me that I must try to form, and to acquaint you with,
such complicated notions of how the Universe is built. Truth is, equipped
with any other notions you will not make headway, save on the convention:
"Let us comprise the phenomena with our given range of ideas, and if we
come to a limit somewhere, well then we do, and we go no further". Ascribe
it then to the reality and not to any craving for remote ideas, if in
the effort to impart an understanding of how the Universe is built I have
unfolded complicated notions.
|