Lecture VII
Stuttgart, January 7, 1921
My Dear Friends
You will have seen how we are trying in these lectures to prepare the
ground for an adequate World-picture. As I have pointed out again and
again, the astronomical phenomena themselves impel us to advance from
the merely quantitative to the qualitative aspect. Under the influence
of Natural Science there is a tendency, in modern scholarship altogether,
to neglect the qualitative side and to translate what is really qualitative
into quantitative terms, or at least into rigid forms. For when we study
things from a formal aspect we tend to pass quite involuntarily into
rigid forms, even if we went to keep them mobile. But the question is,
whether an adequate understanding of the phenomena of the Universe is
possible at all in terms of rigid, formal concepts. We cannot build
an astronomical World-picture until this question has been answered.
This proneness to the quantitative, abstracting from the qualitative
aspect, has led to a downright mania for abstraction which is doing
no little harm in scientific life, for it leads right away from reality.
People will calculate for instance under what conditions, if two sound-waves
are emitted one after the other, the sound omitted later will be heard
before the other. All that is necessary is the trifling detail that
we ourselves should be moving with a velocity greater than that of sound.
But anyone who thinks in keeping with real life instead of letting his
thoughts and concepts run away from the reality, will, when he finds
them incompatible with the conditions of man's co-existence with his
environment, stop forming concepts in this direction. He cannot but
do so. There is no sense whatever in formulating concepts for situations
in which one can never be.
To be a spiritual scientist one must educate oneself to look at things
in this way. The spiritual scientist will always want his concepts to
be united with reality. He does not want to form concepts remote from
reality, going off at a tangent, - or at least not for long. He brings
them back to reality again and again. The harm that is done by the wrong
kinds of hypothesis in modern time is due above all to the deficient
feeling for the reality in which one lives. A conception of the world
free of hypotheses, for which we strive and ought to strive, would be
achieved far more quickly if we could only permeate ourselves with this
sense of reality. And we should then be prepared, really to see what
the phenomenal world presents. In point of fact this is not done today.
If the phenomena were looked at without prejudice, quite another world-picture
would arise than the world-pictures of contemporary science, from which
far-fetched conclusions are deduced to no real purpose, piling one unreality
upon another in merely hypothetical thought-structures.
Starting from this and from what was given yesterday, I must again
introduce certain concepts which may not seem at first to be connected
with our subject, though in the further course you will see that they
too are necessary for the building of a true World-picture. I shall
again refer to what was said yesterday in connection with the Ice-ages
and with the evolution of the Earth altogether. To begin with however,
we will take our start from another direction.
Our life of knowledge is made up of the sense-impressions we receive
and of what comes into being when we assimilate the sense-impressions
in our inner mental life. Rightly and naturally, we distinguish in our
cognitional life the sense-perceptions as such and the inner life of
'ideas' - mental pictures. To approach the reality of this domain we
must being by forming these two concepts: That of the sense-perception
pure and simple, and of the sense-perception transformed and assimilated
into a mental picture.
It is important to see without prejudice, what is the real difference
between our cognitional life insofar as this is permeated with actual
sense-perceptions and insofar as it consists of mere mental picture.
We need to see these things not merely side by side in an indifferent
way; we need to recognize the subtle differences of quality and intensity
with which they come into our inner life.
If we compare the realm of our sense-perceptions - the way in which
we experience them - with our dream-life, we shall of course observe
an essential qualitative difference between the two. But it is not the
same as regards our inner life of ideas and mental pictures. I am referring
now, not to their content but to their inner quality. Concerning this,
the content - permeated as it is with reminiscences of sense-perceptions
- easily deludes us. Leaving aside the actual content and looking only
at its inner quality and character - the whole way we experience it,
- there is no qualitative difference between our inner life in ideas
and mental pictures and our life of dreams. Think of our waking life
by day, or all that is present in the field of our consciousness in
that we open our senses to the outer world and are thereby active in
our inner life, forming mental pictures and ideas. In all this forming
of mental pictures we have precisely the same kind of inner activity
as in our dream-life; the only thing that is added to it is the content
determined by sense-perception.
This also helps us realize that man's life of ideation - his forming
of mental pictures - is a more inward process than sense-perception.
Even the structure of our sense-organs - the way they are built into
the body - shows it. The processes in which we live by virtue of these
organs are not a little detached from the rest of the bodily organic
life. As a pure matter of fact, it is far truer to describe the life
of our senses as a gulf-like penetration of the outer world into our
body (Fig 1) than as something primarily contained within the latter.
Once more, it is truer to the facts to say that through the eye, for
instance, we experience a gulf-like entry of the outer world. The relative
detachment of the sense-organs enables us consciously to share in the
domain of the outer world. Our most characteristic organs of sense are
precisely the part of us which is least closely bound to the inner life
and organization of the body. Our inner life of ideation on the other
hand - our forming of mental pictures - is very closely bound to it.
Ideation therefore is quite another element in our cognitional life
than sense-perception as such. (Remember always that I am thinking of
these processes such as they are at the present stage in human evolution.)
Now think again of what I spoke of yesterday - the evolution of the
life of knowledge from one Ice-Age to another. Looking back in time,
you will observe that the whole interplay of sense-perceptions with
the inner life of ideation - the forming of mental pictures - has undergone
a change since the last Ice-Age. If you perceive the very essence of
that metamorphosis in the life of knowledge which I was describing yesterday,
then you will realize that in the times immediately after the decline
of the Ice-Age the human life of cognition took its start from quite
another quality of experience than we have today. To describe it more
definitely; whilst our cognitional life has become more permeated and
determined by the senses and all that we receive from them, what we
do not receive from the senses - what we received long, long ago through
quite another way of living with the outer world - has faded out and
vanished, ever more as time went on. This other quality - this other
way of living with the world - belongs however to this day to our ideas
and mental pictures. In quality they are like dreams. Fro in our dreams
we have a feeling of being given up to, surrendered to the world around
us. We have the same kind of experience in our mental pictures. While
forming mental pictures we do not really differentiate between ourselves
and the world that then surrounds us; we are quite given up to the latter.
Only in the act of sense-perception do we separate ourselves from the
surrounding world. Now this is just what happened to the whole character
of man's cognitional life since the last Ice-Age. Self-consciousness
was kindled. Again and again the feeling of the 'I' lit up, and this
became ever more so.
What do we come to therefore, as we go back in evolution beyond the
last Ice-Age? (We are not making hypotheses; we are observing what really
happened.) We come to a human life of soul, not only more dream-like
than that of today, but akin to our present life of ideation rather
than to our life in actual sense-perception. Now ideation - once again,
the forming of mental pictures - is more closely bound to the bodily
nature than is the life of the senses. Therefore what lives and works
in this realm will find expression rather within the bodily nature than
independently of the latter. Remembering what was said in the last few
lectures, this will then lead you from the daily to the yearly influences
of the surrounding world. The daily influences, as I showed, are those
which tend to form our conscious picture of the world, whereas the yearly
influences affect our bodily nature as such. Hence if we trace what
has been going on in man's inner life, as we go back in time we are
led from the conscious life of soul deeper and deeper into the bodily
organic life.
In other works; before the last Ice-Age the course of the year and
the seasons had a far greater influence on man than after. Man, once
again, is the reagent whereby we can discern the cosmic influences which
surround the Earth. Only when this is seen can we form true ideas of
the relations - including even those of movement - between the Earth
and the surrounding heavenly bodies. To penetrate the phenomena of movement
in the Heavens, we have to take our start from man - man, the most sensitive
of instruments, if I may call him so. And to this end we need to know
man; we must be able to discern what belongs to the one realm, namely
the influences of the day, and to the other, the influences of the year.
Those who have made a more intensive study of Anthroposophical Science
may be reminded here of what I have often described from spiritual perception;
the conditions of life in old Atlantis, that is before the last Ice-Age.
For I was there describing from another aspect - namely from direct
spiritual sight - the very same things which we are here approaching
more by the light of reason, taking our start from the facts of the
external world.
We are led back then to a kind of interplay between the Earth and its
celestial environment which gave men an inner life of ideation - mental
pictures - and which was afterwards transmuted in such a way as to give
rise to the life of sense-perception in its present form. (The life
of the senses as such is of course a much wider concept; we are here
referring to the form it takes in present time.)
But we must make a yet more subtle distinction. It is true that self-consciousness
or Ego-consciousness, such as we have it in our ordinary life today,
is only kindled in us in the moment of awakening. Self-consciousness
trikes in upon us the moment we awaken. It is our relation to the outer
world - that relation to it, into which we enter by the use of our senses
- to which we owe our self-consciousness. But if we really analyze what
it is that thus strikes in upon us, we shall perceive the following.
If our inner life in mental pictures retained its dream-like quality
and only the life of the senses were added to it, something would still
be lacking. Our concepts would remain like the concepts of fantasy or
fancy (I do not say identical with these, but like them). We should
not get the sharply outlined concepts which we need for outer life.
Simultaneously therefore with the life of the senses, something flows
into us from the outer world which gives sharp outlines and contours
to the mental pictures of our every-day cognitional life. This too is
given to us by the outer world. Were it not for this, the mere interplay
of sensory effects with the forming of ideas and mental pictures would
bring about in us a life of fantasy or fancy and nothing more; we should
never achieve the sharp precision of every-day waking life.
Now let us look at the different phenomena quite simply in Goethe's
way, or - as has since been said, rather more abstractly - in Kizchhoff's
way. Before doing so I must however make another incidental remark,
Scientists nowadays speak of a "physiology of the senses", and even
try to build on this foundation a "psychology of the senses", of which
there are different schools. But if you see things as they are, you
will find little reality under these headings. In effect, our senses
are so radically different from one-another that a "Physiology of the
senses", claiming to treat them all together, can at more be highly
abstract. All that emerges, in the last resort, is a rather scanty and
even then very questionable physiology and psychology of the sense of
touch, which is transferred by analogy to the other senses. If you look
for what is real, you will require a distinct physiology and a distinct
psychology for every one of the senses.
Provided we remember this, we may proceed. With all the necessary qualifications,
we can then say the following. Look at the human eye. (I cannot now
repeat the elementary details which you can find in any scientific text-book.)
Look at the human eye, one of the organs giving us impressions of the
outer world, - sense-impressions and also what gives them form and contour.
These impressions, received through the eye, are - once again - connected
with all the mental pictures which we then make of them in our inner
life.
Let us now make the clear distinction, so as to perceive what underlies
the sharp outline and configuration which makes our mental images more
than mere pictures of fancy, giving them clear and precise outline.
We will distinguish this from the whole realm of imagery where this
clarity and sharpness is not to be found, - where in effect we should
be living in fantasies. Even through what we experience with the help
of our sense-organs - and what our inner faculty of ideation makes of
it - we should still be floating in a realm of fancies. It is through
the outer world that all this imagery receives clear outline, finished
contours. It is through something from the outer world, which in a certain
way comes into a definite relation to our eye.
And now look around. Transfer, what we have thus recognized as regards
the human eye, to the human being as a whole. Look for it, simply and
empirically, in the human being as a whole. Where do we find - though
in a metamorphosed form - what makes a similar impression? We find it
in the process of fertilization! The relation of the human being as
a whole - the female human body - to the environment is, in a metamorphosed
form, the same as the relation of the eye to the environment. To one
who is ready to enter into these things it will be fully clear. Only
translated, one might say, into the material domain, the female life
is the life of fantasy or fancy of the Universe, whereas the male is
that which forms the contours and sharp outlines. It is the male which
transforms the undetermined life of fancy into a life of determined
form and outline. Seen in the way we have described in today's lecture,
the process of sight is none other than a direct metamorphosis of that
of fertilization; and vice-versa.
We cannot reach workable ideas about the Universe without entering
into such things as these. I am only sorry that I can do no more than
indicate them, but after all, these lectures are meant as a stimulus
to further work. This I conceive to be the purpose of such lectures;
as an outcome, every one of you should be able to go on working in one
or other of the directions indicated. I only want to show the directions;
they can be followed up in diverse ways. There are indeed countless
possibilities in our time, to carry scientific methods of research into
new directions. Only we need to lay more stress on the qualitative aspects,
even in those domains where one has grown accustomed to a mere quantitative
treatment.
What do we do, in quantitative treatment? Mathematics is the obvious
example; 'Phoronomy' (Kinematics) is another. We ourselves first develop
such a science, and we then look to find its truths in the external,
empirical reality. But in approaching the empirical reality in its completeness
we need more than this. We need a richer content to approach it with,
than merely mathematical and phoronomical ideas. Approach the world
with the premises of Phoronomy and Mathematics, and we shall naturally
find starry worlds, or developmental mechanisms as the case may be,
phoronomically and mathematically ordered. We shall find other contents
in the world if once we take our start from other realms than the mathematical
and phoronomical. Even in experimental research we shall do so.
The clear differentiation between the life of the senses and the organic
life of the human being as a whole had not yet taken place in the time
preceding the last Ice-Age. The human being still enjoyed a more synthetic,
more 'single' organic life. Since the last Ice-Age man's organic life
has undergone, as one might say, a very real 'analysis'. This too is
an indication that the relation of the Earth to the Sun was different
before the last Ice-Age from what it afterwards became. This is the
kind of premise from which we have to take our start, so as to reach
genuine pictures and ideas about the Universe in its relation to the
Earth and man.
Moreover our attention is here drawn to another question, my dear Friends.
To what extent is Euclidean space' - the name, of course, does not matter
- I mean the space which is characterized by three rigid directions
at right angles to each other. This, surely, is a rough and ready definition
of Euclidean space. I might also call it 'Kantian space', for Kant's
arguments are based on this assumption. Now as regards this Euclidean
- or, if you will, Kantian - space we have to put the question: Does
it correspond to a reality, or is it only a thought-picture, an abstraction?
After all, it might well be that there is really no such thing as this
rigid space. Now you will have to admit; when we do analytical geometry
we start with the assumption that the X-, Y- and Z-axes may be taken
in this immobile way. We assume that this inner rigidity of the X, Y
and Z has something to do with the real world. What if there were nothing
after all, in the realms of reality, to justify our setting up the three
coordinate axes of analytical geometry in this rigid way? Then too the
whole of our Euclidean Mathematics would be at most a kind of approximation
to the reality - an approximation which we ourselves develop in our
inner life, - convenient framework with which to approach it in the
first place. It would not hold out any promise, when applied to the
real world, to give us real information.
The question now is, are there any indications pointing in this direction,
- suggesting, in effect, that this rigidity of space can not, after
all, be maintained? I know, what I am here approaching will cause great
difficulty to many people of today, for the simple reason that they
do not keep step with reality in their thinking. They think you can
rely upon an endless chain of concepts, deducing one thing logically
from another, drawing logical and mathematical conclusions without limit.
In contrast to this tendency in science nowadays, we have to learn to
think with the reality, - not to permit ourselves merely to entertain
a thought-picture without at least looking to see whether or not it
is in accord with reality. So in this instance, we should investigate.
Perhaps after all, by looking into the world of concrete things, there
is some way of reaching a more qualitative determination of space.
I am aware, my dear Friends, that the ideas I shall now set forth will
meet with great resistance. Yet it is necessary to draw attention to
such things. The theory of evolution has entered ever more into the
different fields of science. They even began applying it to Astronomy.
(This phase, perhaps, is over now, but it was so a little while ago.)
They began to speak of a kind of natural selection. Then as the radical
Darwinians would do for living organisms, so they began to attribute
the genesis of heavenly bodies to a kind of natural selection, as though
the eventual form of our solar system had arisen by selection from among
all the bodies that had first been ejected. Even this theory was once
put forward. There is this p to the whole Universe the leading ideas
that have once been gaining some particular domain of science.
So too it came about that man was simply placed at the latter end of
the evolutionary series of the animal kingdom. Human morphology, physiology
etc. were thus interpreted. But the question is whether this kind of
investigation can do justice to man's organization in its totality.
For, to begin with, it omits what is most striking and essential even
from a purely empirical point of view. One saw the evolutionists of
Haechel's school simply counting how many bones, muscles and so on man
and the higher animals respectively possess. Counting in that way, one
can hardly do otherwise than put man at the end of the animal kingdom.
Yet it is quite another matter when you envisage what is evident for
all eyes to see, namely that the spine of man is vertical while that
of the animal is mainly horizontal. Approximate though this may be,
it is definite and evident. The deviations in certain animals - looked
into empirically - will prove to be of definite significance in each
single case. Where the direction of the spine is turned towards the
vertical, corresponding changes are called forth in the animal as a
whole. But the essential thing is to observe this very characteristic
difference between man and animal. The human spine follows the vertical
direction of the radius of the Earth, whereas the animal spine is parallel
to the Earth's surface. Here you have purely spatial phenomena with
a quite evident inner differentiation, inasmuch as they apply to the
whole figure and formation of the animal and man. Taking our start from
the realities of the world, we cannot treat the horizontal in the same
way as the vertical. Enter into the reality of space - see what is happening
in space, such as it really is, - you cannot possibly regard the horizontal
as though it were equivalent or interchangeable with the vertical dimension.
Now there is a further consequence of this. Look at the animal form
and at the form of man. We will take our start from the animal, and
please fill in for yourselves on some convenient occasion what I shall
now be indicating. I mean, observe and contemplate for yourselves the
skeleton of an mammal. The usual reflections in this realm are not nearly
concrete enough; they do not enter thoroughly enough into the details.
Consider then the skeleton of an animal. I will go no farther than
the skeleton, but what I say of this is true in an even higher degree
of the other parts and systems in the human and animal body. Look at
the obvious differentiation, comparing the skull with the opposite end
of the animal. If you do this with morphological insight, you will perceive
characteristic harmonies or agreements, and also characteristic diversities.
Here is a line of research which should be followed in far greater detail.
Here is something to be seen and recognized, which will lead far more
deeply into realty than scientists today are wont to go.
It lies in the very nature of these lectures that I can only hint at
such things, leaving out many an intervening link. I must appeal to
your own intuition, trusting you to think it out and fill in what is
missing between one lecture and the next. You will then see how all
these things are connected. If I did otherwise in these few lectures,
we should not reach the desired end.
Diagrammatically now (Fig 2), let this be the animal form. If after
going into an untold number of intervening links in the investigation,
you put the question: 'What is the characteristic difference of the
front and the back, the head and the tail end due to?', you will reach
a very interesting conclusion. Namely you will connect the differentiation
of the front end with the influences of the Sun. Here is the Earth (Fig
3). You have an animal on the side of the Earth exposed to the Sun.
Now take the side of the Earth that is turned away from the Sun. In
one way or another it will come about that the animal is on this other
side. Here too the Sun's rays will be influencing the animal, but the
earth is now between. In the one case the rays of the Sun are working
on the animal directly; in the other case indirectly, inasmuch as the
Earth is between and the Sun's rays first have to pass through the Earth
(Fig 3).
Expose the animal form to the direct influence of the Sun and you get
the head. Expose the animal to those rays of the Sun which have first
gone through the Earth and you get the opposite pole to the head. Study
the skull, so as to recognize in it the direct outcome of the influences
of the Sun. Study the forms, the whole morphology of the opposite pole,
so as to recognize the working of the Sun's rays before which the Earth
is interposed - the indirect rays of the Sun. Thus the morphology of
the animal itself draws our attention to a certain interrelation between
Earth and Sun. For a true knowledge of the mutual relations of Earth
and Sun we must create the requisite conditions, not by the mere visual
appearance (even though the eye be armed with telescopes), but by perceiving
also how the animal is formed - how the whole animal form comes into
being.
Now think again of how the human spine is displaced through right angle
in relation to the animal. All the effects which we have been describing
will undergo further modification where man is concerned. The influences
of the Sun will therefore be different in man than in the animal. The
way it works in man will be like a resultant (Fig 4). That is to say,
if we symbolize the horizontal line - whether it represent the direct
or the indirect influence of the Sun - by this length, we shall have
to say; here is a vertical line; this also will be acting. And we shall
only get what really works in man by forming the resultant of the two.
Suppose in other words that we are led to relate animal formation quite
fundamentally to some form of cosmic movement - say, a rotation of the
Sun about the Earth, or a rotation of the Earth about its own axis.
If then this movement underlies animal formation, we shall be led inevitably
to attribute to the Earth or to the Sun yet another movement, related
to the forming of man himself, - a movement which, for its ultimate
effect, unites to a resultant with the first. From what emerges in man
and in the animal we must derive the basis for a true recognition of
the mutual movements among the heavenly bodies.
The study of Astronomy will thus be lifted right out of its present
limited domain, where one merely takes the outward visual appearance,
even if calling in the aid of telescopes, mathematical calculations
and mechanics. It will be lifted into what finds expression in this
most sensitive of instruments, the living body. The forming forces working
in the animal, and then again in man, are a clear indication of the
real movements in celestial space.
This is indeed a kind of qualitative Mathematics. How, then, shall
we metamorphose the idea when we pass on from the animal to the plant?
We can no longer make use of either of the two directions we have hitherto
been using. Admittedly, it might appear as though the vertical direction
of the plant coincided with that of the human spine. From the aspect
of Euclidean space it does, no doubt (Euclidean space, that is to say,
not with respect to detailed configuration but simply with respect to
its rigidity.) But it will not be the same in an inherently mobile space.
I mean a space, the dimensions of which are so inherently mobile that
in the relevant equations, for example, we cannot merely equate the
x- and the y- dimensions: y = f(x). (The equation might be written very
differently from this. You will see what I intend more from the words
I use than from the symbols; it is by no means easy to express in mathematical
form.) In a co-ordinate system answering to what I now intend, it would
no longer be permissible to measure the ordinates with the same inherent
measures as the abscissae. We could not keep the measures rigid when
passing from the one to the other. We should be led in this way from
the rigid co-ordinate system of Euclidean space to a co-ordinate system
that is inherently mobile.
And if we now once more ask the question: How are the vertical directions
of plant growth and of human growth respectively related? - we shall
be led to differentiate one vertical from another. The question is,
then, how to find the way to a different idea of space from the rigid
one of Euclid. For it may well be that the celestial phenomena can only
be understood in terms of quite another kind of space - neither Euclidean,
nor any abstractly conceived space of modern Mathematics, but a form
of space derived from the reality itself. if this is so, then there
is no alternative; it is in such a space and not in the rigid space
of Euclid that we shall have to understand them.
Thus we are led into quite other realms, namely to the Ice-Age on the
one hand and on the other to a much needed reform of the Euclidean idea
of space. But this reform will be in a different spirit than in the
work of Minkowski and others. Simply in contemplating the given facts
and trying to build up a science free of hypotheses, we are confronted
with the need for a thoroughgoing revision of the concept of space itself.
Of these things we shall speak again tomorrow.
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